Financial Services Industry Links.

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BROKER DEALERS


National Securities Corp.
National Securities Corp.'s mission is to be a premier full-line international broker-dealer, while maintaining profitability and fostering mutually advantageous long-term relationships with its clients, independent financial service representatives, employees and community.

NYLife Securities
NYLIFE Securities Inc. is the broker-dealer for New York Life agents, who are also registered representatives. Through its 6,600 registered representatives, NYLIFE Securities distributes a variety of proprietary and non-proprietary registered products, including mutual funds, stocks, fixed income securities, variable annuities and variable life insurance products.

Princor Financial Services Corp.
Princor Financial Services provides a full range of products and services for businesses, groups and individuals. Products include retirement savings plans, IRAs, mutual funds, securities trading, annuities, managed accounts, fee-based brokerage accounts and more. Financial products are provided through brokers and agents in 157 agencies, 51 group and pension sales offices, 15 regional claims offices and 39 residential mortgage investment.

Raymond James Financial Services
Raymond James Financial Services, Inc. (RJFS) offers an uncommon alternative as the leading broker-dealer for the financial advisor who seeks independence, attractive payouts, and the resources of a national NYSE member firm. Through our sister firm, Raymond James and Associates (NYSE), RJFS Financial Advisors get superb research, proficient trade execution, state-of-the-art technology, comprehensive fee-based asset management services with over $13 billion in assets, a complete range of products and services, and the backing of a public company with more than $650 million in capital.

Securities America
Securities America, Inc., a national broker-dealer and Securities America Advisors, Inc., a registered investment advisor, work hand-in-hand to support the entrepreneurial spirit of independent representatives nationwide. Our focus is to provide the successful independent representative an array of dynamic online technology, innovative practice management, extraordinary service, competitive payouts based on your business, and flexible fee-based programs.

SII Investments
SII Investments, Inc. is a full-service broker-dealer serving select investment professionals nationwide. We carefully establish our representative base and strive to provide the highest level of client support in the industry. Experience SII's personal approach to business-highly skilled individuals empowered to assist and most important-accessible. Technology also plays a big role in our future. Electronic order entry/signatures in a paperless business process are material parts of our strategic plans.

The Advisors Group
The Advisors Group is a full-service broker-dealer and registered investment adviser that offers flexible employment options, in-house asset management programs, and quality marketing support to the financial planning community.

Transamerica Financial Advisors
Transamerica Financial Advisors is a full-service broker-dealer and registered investment advisor. Freedom of Choice is our advantage over other B/Ds, with a variety of mutual funds, variable annuities, variable life and financial planning products. We are a leader in technology and provide training that enhances and builds your business. TFA offers competitive compensation and numerous special benefits. But the strength behind TFA is the Power of the Transamerica Pyramid.

United Planners' Financial Services
United Planners' (UP) is very unique among all other full service broker-dealers. As a Partnership, we align our interests along with those of our independent representatives. Paying 85-95% of gross plus sharing annual profits with those associates qualifying as Partners of the firm, UP also provides technical support and personalized service to highly competent and productive financial services professionals.

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