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BROKER DEALERS


Investors Capital Corp.
Investors Capital Corp. is a nationwide, independent broker-dealer comprised of over 1,200 financial professionals. The firm is committed to providing quality services and a full array of investment products, including mutual funds, cash management accounts, fee based programs, advisory services and insurance products. Our financial professionals have an average of 10.5 years of industry experience and relationships with over 600,000 clients.

Investors Financial Group
A dynamic, relationship-oriented firm providing one-on-one business consulting and support to independent financial advisors. A member of the ING Advisors Network, we have the look, flexibility and warmth of a small company with the resources of a global powerhouse. As such, we are able to provide cutting edge technology and world class service to our advisors.

Lincoln Investment Planning
Lincoln Investment Planning was founded in 1968 as an independently owned broker-dealer and investment advisor working in partnership with Financial Representatives who concentrate on serving the 403(b) retirement plan market. Lincoln has developed an extensive marketplace of contractual agreements for payroll deduction investment programs with more than 1,700 organizations and processes in excess of $150 million in retirement contributions annually. Lincoln's flagship product offering, Retirement Solutions, offers a menu of 14 mutual fund families with over 500 funds and 7 advisory services, all on a single quarterly statement.

LPL Financial Services
Description: LPL Financial Services (Linsco/Private Ledger) is one of the largest independent financial services firms in the country without proprietary products. LPL's more than 3,700 investment professionals are located in 1,800 branch offices nationwide. Over 700 home-office staff supports these investment professionals. LPL helps representatives provide value-added services to their clients, with an emphasis on technology, research and a comprehensive family of fee-based asset management programs.

Mutual Service Corp.
Description: Mutual Service Corp. offers a full array of broker-dealer, insurance and advisory services backed by a friendly responsive staff, and the latest technology. For over 35 years we have been the choice of advisors who are looking to grow and expand their practices with a firm that is dedicated to superior service and being an industry leader.

National Planning Corp.
Description: National Planning Corp. (NPC of America in Florida and New York), based in Santa Monica, Calif., is an independent broker-dealer offering innovative services to experienced investment professionals nationwide. As an affiliate of Jackson National Life, one of America's largest financial services firms, NPC provides support for elite investment representatives and OSJ Managers who are seeking access to technologically advanced resources while maintaining their independence.

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