Financial Servives Links - Broker Dealers.

Seminar Invitations Broker Dealers


AIG (American International Group) Advisor Group
AIG Advisor Group is the marketing designation for the subsidiary broker-dealer members of American International Group (AIG). Securities and investment advisory services are offered through Advantage Capital Corporation, AIG Financial Advisors, Inc., FSC Securities Corporation, and Royal Alliance Associates, Inc., all of whom are wholly owned subsidiaries of AIG and are members of the FINRA, SIPC and are registered investment advisors. }

Allstate Financial Services
The Allstate Corporation is the nation’s largest publicly held personal lines insurer. A Fortune 100 company, with $156 billion in assets, Allstate sells 13 major lines of insurance, including auto, property, life and commercial. Allstate also offers retirement and investment products and banking services. Allstate is widely known through the “You’re In Good Hands With Allstate®” slogan. Allstate was founded in 1931 and became a publicly traded company in 1993.

Ameritas Investment Corp.
Ameritas Investment Corp. (AIC) is a leading independent broker dealer, serving over 2,000 financial professionals coast to coast. AIC is registered with the Securities and Exchange Commission as an investment adviser and broker dealer..

AXA Equitable Life Insurance Company
AXA Equitable Life Insurance Company is a leading financial protection company and a premier provider of life insurance, annuity, and investment products and services..AXA Equitable and AllianceBernstein, L.P. are affiliated companies; AllianceBernstein is one of the largest publicly-traded global asset management firms in the world.

AXA Equitable is a subsidiary of AXA Financial Inc., which is part of the global AXA Group, a worldwide leader in financial protection strategies and wealth management. AXA Group’s operations are geographically diverse, with major operations in Europe, North America, and the Asia/Pacific region

Listed on the Paris Stock Exchange, the AXA ordinary share trades under the symbol AXA. The AXA American Depositary Share is listed on the New York Stock Exchange under the ticker symbol AXA.

Associated Securities
Associated Securities is a full service, general securities broker-dealer that clears transactions on a fully disclosed basis through Pershing. ASC should appeal to seasoned financial advisors who desire to increase their ability to service their clients at a relatively high level of responsiveness. ASC offers continuing education conferences, an experienced insurance department, advisory fee programs, and an experienced trading department. Minimum qualifications to join are five years in the business and $150,000 gross production in any combination of advisory fees and securities and insurance production.

Brecek & Young Advisors
Brecek & Young Advisors is independently owned. We specialize in working with: Tax Sheltered Annuity Professionals * Tax Professionals (CPAs and Enrolled Agents) * Experienced Representatives looking to grow their business Brecek & Young offers a wide range of fee based and commission alternative programs. We are known for our excellent training programs and our friendly service. Representatives can earn up to 92% payouts with no monthly fees. An annual incentive trip is awarded to top producers.

Cadaret, Grant & Co.
Cadaret, Grant creates and maintains a supportive business environment in which our representatives benefit from both the resources of an established firm and the freedom of a small practice. We appeal to representatives who demand the same level of quality that their clients demand. We have a well-trained staff with friendly, service-driven dispositions, effective marketing support and advanced technology.

College Savings Plan Network
An Affiliate of the National Association of State Treasurers. In 2001, state college savings programs gained federal tax-exemption for "529 Plans." States offer additional tax advantages. This web site is designed to link to your state's program and provide information about the association serving the state college savings plans.

Cambridge Investment Research
Cambridge Investment Research, Inc. (CIR), an independently owned broker-dealer, specializes in serving financial planners and investment advisers. CIR's flexible, low-cost fee programs, with multiple trading platforms and no administrative fees, result in over 45% of the revenues being fee-based. Cambridge is committed to service, flexibility, and independent ownership by reps and management.

Capital Analysts
Description: Capital Analysts Inc. is a full service, independent broker-dealer that is part of a $26 billion financial service enterprise. Founded in 1968, CAI has consistently proven itself an industry leader, pioneering the application of key financial concepts such as diversification and multi-tiered asset allocation, and receiving industry recognition for its proprietary research. Our cutting edge technology paired with personalized service helps experienced financial advisers reach new heights.

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